Kenny Shelton

For the last forty years or so, I have had the same best friend.  Kenny Shelton is tall, scraggly, a bit older and a lot uglier than I am.  I won’t bore you with our many adventures except to say that none of them involved a Mexican prison.  Today he sent me an interest tale.  He broke a rib and threw out his back in the course of saving a man’s life. 

This tale is utterly believable for several reasons.  One is that Shelton has an amazing knack for injuring himself just short of permanent disability.  The odds are good that this isn’t the first time that this particular rib was broken.  Part of the reason for this is that he does a dangerous job.  Putting up aluminum buildings involves climbing up a lot of ladders and ladders, as everyone knows, are unlucky.  At least when you are standing on one.  The other reason for Shelton’s bad luck is that he is, well, Shelton. 

Today a Mexican fellow climbed high up a ladder without leaving enough of an angle at the bottom.  Kenny looked up just in time to see him drift away from the wall and managed to throw his weight against the ladder hard enough to push the poor fellow back.  Later that day the entire clan showed up at Kenny’s house.  They offered him money, which he refused.  The saved man’s wife, who had some English, said that they thought he might be like that.  So they pulled a four course Mexican dinner out of the car.  The heartburn, Kenny says, was a small price to pay. 

Everything about this story strikes me as beautiful.  My friend’s act was not the kind of thing that one does on calculation.  He did not act out of self-interest or out of the anticipation of any reward.  He acted out of the virtue of a hero.  Nor did the Mexican family come bearing gifts out of any anticipation of future reward and I bet they didn’t have to deliberate about it.  Someone started cooking out of genuine gratitude, which is another of the virtues. 

One reason I fell in love with Darwinian explanations for human emotions is that such explanations back up virtue ethics.  It is not hard to understand that the actions described above are functional.  People who act that way derive benefits from their actions precisely because they act out of virtue rather than self-interest.  It is better to live in a community of such people than in a band of free riders and it is better to be a responsible citizen of such community than to be a free rider.  Darwinian theory explains how such functional behavior is possible, how the virtues emerged in our history on this planet. 

One way to understand the relationship between virtuous actions and their evolutionary roots is by way of proximate and ultimate causes.  I have discoursed at length on this at an earlier post: Getting Over the Either/Or.  In my next post I will discuss how evolutionary theory easily disposes of one of the great errors of modern ethics: the view that one cannot derive an ought from an is, a moral statement from a statement of fact. 

A History of Violence

Two perennial and obviously closely related questions in the biosocial sciences are whether human beings are violent by nature and whether our close relatives among the great apes are violent by nature.  It is obvious that human beings and chimpanzees display violent behavior in fact, both within groups (politics) and between groups (war).  For those inclined to believe that such violence is not the produce of evolution but instead a result of unnatural environmental factors (which is to say, factors that did not constitute substantial selection pressures during their evolution), there are a number of available arguments. 

One is that the last twelve thousand years have seen the rise of social conditions among human beings that are very different from those in which any primate ever lived before.  Large surpluses and the social stratification that was made possible by those surpluses gave human beings something to fight about.  That is the most plausible case for the thesis that violence is accidental rather than natural to our species.  It flies in the face of evidence that human beings were more violent in hunter-gatherer societies that approximate the environment of evolutionary adaptation. 

A second argument is that human beings are largely responsible for chimpanzee violence.  Humans have put enormous stress on chimpanzees (by restricting their foraging ranges, etc.) and this, not their nature, is to blame.  For a third argument, one may look to our other cousins, the bonobos.  These animals do not fight wars, organize hunts, or display much interpersonal violence in their groups. 

To make the bonobo argument plausible, one would have to explain why the same artificial pressures that make chimpanzees violent have not had the same effect on bonobos.  If it has, I have not seen it reported.  The absence of violence among bonobos is thought to result from the power of female coalitions.  These coalitions are built upon networks of sexual partnerships among the females and function to protect the sons of the coalition partners. 

The problem with using bonobos to argue that the three species are not inherently violent is that is raises the question of what the female coalitions arose to do in the first place.  Mothers collective protect their sons, which they would not have to do if their sons did not need protection.  That this has been going on for long enough to modify the bonobo’s evolution is evident from the fact that bonobo males are considerably smaller and less robust than chimpanzee males. 

Competition for status among males is less intense and largely nonviolent but it is not absent.  Males who have living mothers are apparently advantaged in status competition over motherless males.  Motherless males are also subject to much more aggression by other males, especially when they are young.  It appears that bonobos are the exception that proves the rule.  Their tendencies to interpersonal violence are not absent, they are merely suppressed by a special feature of pan paniscus evolution. 

As for chimpanzees, a study published in Nature does short work with the excuses for violence in this species.  From a summary in The Washington Post:

The paper, which analyzed data from 426 combined years of observation and 18 separate chimp sites, argues chimps are not driven to violence by their contacts with humans, which some scientists have previously contended. Chimps, rather, are natural born killers.

“Variation in killing rates was unrelated to measures of human impacts,” said the paper, which was researched by an international team of 30 scientists. “… The adaptive strategies hypothesis views killing as an evolved tactic by which killers tend to increase their fitness through increased access to territory, food, mates and other benefits.”

The research feeds into a lengthy debate over the nature of chimp violence, and what it means for humanity’s own propensity for murder. “We’re trying to make inferences about human evolution,” lead researcher Michael L. Wilson, an anthropologist at the University of Minnesota, told the New York Times. Even in areas where humanity’s hand and habitat loss were not discernible, the chimps conveyed the same bellicosity, the research found. It signified that competition over resources— even when abundant — drove the chimp wars.

So if chimpanzees are not less violent where human influences are not felt and resources are abundant and bonobos are not more violent where human influences cause stress, then it seems clear that pan troglodyte is in fact violent by nature and bonobos not.  If bonobos are less violent not because aggressive tendencies are absent but because they have been suppressed by another evolutionary adaptation, then it seems likely that the tendencies toward violent aggression have been inherited by both species from their common pan ancestors.  Finally, if human beings were more troglodyte in behavior than paniscus in their behavior before the rise of settled agriculture, then it seems likely that the history of violence stretches back to the common ancestors of all three species. 

This has significant implications for political philosophy.  Jean Jacques Rousseau argued precisely that human beings were asocial and therefore non-aggressive by nature.  It was only a terrible accident of history that drove human beings together and created the conditions for inequality and violence.  Rousseau was wrong. 

Thomas Hobbes argued not that human beings were violent by nature but that the logic of their situation when they meet drives them in the direction of violence.  I might get what I want by killing you and you, knowing this, have an incentive to kill me first.  Hobbes was closer to the truth, but failed to consider that such logic would have to be partially built-in to be effective.  The context works by triggering instincts.  If our instincts were not Hobbesian, neither would be our behavior. 

John Locke supposed that what really made us dangerous was our inherent sense of justice.  Our tendency to invoke the executive power that belongs to everyone by nature can make really enemies out of human parties, each of which thinks it has been wronged by the other.  Locke was pretty much dead spot on.  Our moral instincts are built upon the political and territorial instincts of our ape (or proto-ape) ancestors. 

All three of these early modern philosophers were, however, proceeding on the basis of a big mistake.  They supposed that man is by nature an isolated animal.  Not only political institutions but all human societies are largely accidental.  As the nature of a wall does not change much the nature of bricks, so what is natural to us is only what we bring to any society of which be become a part. 

Aristotle did not make that mistake.  Just as a biologist cannot recognize a gene except by recognizing the function it has in the cellular machinery, so we cannot understand the nature of a single human being except by recognizing how he or she shapes and is shaped by social and indeed moral and political communities.  It remains the fact that we do carry with us a nature that contains our evolutionary history within it.  The three homo species (to use a proposed and, I think, correct specification) carry with them a history of violence. 

Biology is Not a Materialistic Science

In the two essays by Evelyn Fox Keller and John Dupré that I commented on in my last post, both authors describe themselves as materialists.  Keller says that she is an “unambivalent materialist” and Dupré says

Like Keller, I am a materialist.  That is to say, I do not believe that there is any kind of stuff in the world other than the stuff described by physics and chemistry.  There are no immaterial minds, vital forces, or extra-temporal deities.

It is hard not to read these statements as other than prophylactic confessions. They are nervous that any distance from a reductionist position might be taken for a belief in magic. 

I would argue that neither of them are in fact materialists because any materialism worthy of that name is untenable.  I suggest that the promiscuous use of the term arouses unnecessary opposition to science and especially to Darwinian biology and worse, it is misleading.  Materialism means nothing if it does not mean an account of something that reduces that thing to the properties of its material constituents.  So what does it mean when two philosophers of biology feel obliged to profess materialism and then deny that such reductionism is possible? 

To understand what materialism might mean it is best to begin with a simple materialist explanation.  Consider an iron bar.  It has color, weight, solidity, and other properties such as magnetism and electrical conductivity.  The bar is made out of small bits of iron, which we may then see as its material.  The properties of the whole result from the addition of the properties of the uniform parts and thus the one is explained by and therefore reducible to the other. 

Now suppose that we heat the bar.  What explains the new properties of the object‑its capacity to warm, turn red, and liquefy?  One explanation is that by heating it we have added new material to the existing material‑particles of heat to particles of iron.  The new material we may call caloric or phlogiston.  As water softens soil and makes it flow, so caloric softens iron and, additionally, makes it red hot.  It’s not an implausible suggestion at first glance.  It explains why the hot iron will warm a surface that it rests on.  The caloric is leaking out into the surface, just as water leaks from a sponge into a table cloth.  The caloric theory of heat is what a genuinely materialist explanation looks like. 

By contrast, the molecular theory of heat denies that heat is something material.  It is instead the energy with which the molecules of a substance collide against each other.  Heating the iron bar does not, as such, introduce a new material into the object.  Instead, it changes the state of the same material.  That is a non-materialist explanation precisely because it does not require belief in “any other kind of stuff” than the stuff of iron. 

Genuinely materialist explanations must work like the caloric theory of heat.  Any property of something would have to be explained by reference to the properties of its material constituents alone and any change in properties would have to be explained by the addition or subtraction of material constituents.  A genuine materialism would have to restrict itself to materialist explanations.  It is not as if such a materialism has not be attempted.  Anaxagoras may have been one of the few genuine materialists in the history of philosophy.  Aristotle made short work of him. 

I return to Dupré.  When he says that “there are no immaterial minds, vital forces, or extra-temporal deities”, in addition to confessing atheism he is in fact rejecting materialist explanations for biological phenomena.  The reference to “vital forces” indicates the idea that there is some kind of stuff in living things that animates them.  That explanation of life was, at least originally, a thoroughly materialist doctrine.  According to the ancient atomists (Lucretius being a good example) the soul was a kind of substance present in living bodies.  When a living body was cut open (say, by a sword) the soul particles leaked out, causing death.  That is what a materialist biology would look like!

Much the same is true of “immaterial minds”.  The reference here, I presume, is to substance dualism.  While dualists attempted to explain consciousness by the supposition of an “immaterial substance”, they are, almost always, positing a division in the kinds of material.  Physical substance forms physical things while mental substance forms ideas, impressions, etc.  This is why conman spiritualists in the 19^th century had themselves photographed covered with cotton candy like “ectoplasm”. 

What is wrong with vitalism in biology and dualism in philosophy of mind is the same thing that wrong with the caloric theory of heat: they posit material substances that do not exist and propose materialistic explanations for phenomena which cannot be explained in material terms. 

To see that modern biology cannot be a materialistic science, one only has to compare it with Aristotle’s biology.  Aristotle believed in spontaneous generation.  Under certain conditions of heat, moisture, etc., material constituents spontaneously generate simple living organisms.  This happens, as Aristotle thought, frequently in swamps and perhaps dead bodies.  If that were true, then biology would be a much reductionist science that it is.  Aristotle was one of the most vociferous opponents of reductionism and, while he certainly incorporated materialist explanations in his biology, he was no materialist.  Yet he was more materialist than modern biologists.  The latter hold that all living organisms are the offspring of pre-existing organisms. 

Spontaneous generation must have happened at the very beginning of life on earth, but what was added to existing materials was not some new material but form‑a certain primitive structure and the process of self-generation and autonomous action.  Like the molecular theory of heat, any viable understanding of living organisms is non-materialistic.  Magical explanations are to be rejected precisely because they invent mythical materials and rely on inappropriately materialistic devices. 

As Aristotle recognized, materialist explanations are often appropriate in science.  Red paint is red because somebody added red powder to water.  Snowflakes take their amazing shapes because water molecules crystalize in certain patterns.  A baby comes to be because it comes to be out of something.  A materialistic biology is impossible because babies come to be something and come to be towards something and come to be because a process of ontogeny is pushing it out of its original state, to survey Aristotle’s four causes.  It is high time that philosophers and scientists stop calling themselves materialists when they are nothing of the sort.